Jin Yi Lee
李晉頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Yi Lee (李晉頤), a licensed former licensee with CE reference AFD753. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-10 | 2010-01-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-12-10 | 2010-01-01 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-12-10 | 2010-01-01 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-27 |