Horace Sheung Yam Fan
范上欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Sheung Yam Fan (范上欽), a licensed former licensee with CE reference AAH961. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-16 | 2006-06-09 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-11-16 | 2006-06-09 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-11-16 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-27 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-10-27 | 2006-06-09 |
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2003-10-27 | 2006-06-09 |