GT Asset Management Limited
國際金融社資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GT Asset Management Limited (國際金融社資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AMV251. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2006-04-27.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2006-04-27 | 2013-03-28 |
| Type 9 — Asset management | 2006-04-27 | 2013-03-28 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Wing Chak 翟偉榮 | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-07 |
| Dennis Wing Kit Chow 周榮傑 | RO 4, 9 | 2006-04 | 2006-10 |
| Raymond Kwok Hung Fung 馮國洪 | RO 4, 9 | 2006-04 | 2006-12 |
| Pauline Ping Lei Jones Chong 莊萍莉 | RO 4, 9 | 2006-10 | 2006-11 |
| Yiu Sun Lee 李耀新 | RO 4, 9 | 2006-12 | 2008-07 |
| Fai San Yau 邱飛珊 | RO 4, 9 | 2007-07 | 2013-03 |
| Richard Yingneng Yin 尹應能 | RO 4, 9 | 2006-10 | 2012-12 |
| Cho Kit Fok 霍祖傑 | Rep 4, 9 | 2007-02 | 2007-06 |
| Pinky Lai Ping Kan 簡麗萍 | Rep 9 | 2006-11 | 2007-07 |
| Tsz Chun Kwan 關子臻 | Rep 4, 9 | 2006-09 | 2006-12 |
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