Wai Wing Chak
翟偉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wing Chak (翟偉榮), a licensed Responsible Officer with CE reference AIX144. Currently licensed at 1 firm(s): Delta Fund Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 48.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-26 | present |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-26 | present |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 9 — Asset management | 2026-02-04 | present |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-12 | 2026-03-26 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-12 | 2026-03-26 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-12 | 2026-02-04 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-04 | 2025-11-24 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-04 | 2025-11-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-06 | 2024-06-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-06 | 2024-06-24 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 — Asset management | 2023-12-13 | 2024-04-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-01 | 2024-04-18 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-09-01 | 2024-04-18 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-01 | 2023-12-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-02-27 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-02-27 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-13 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-13 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-13 | 2023-07-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-08 | 2022-08-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-08 | 2022-08-31 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-23 | 2019-05-22 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-23 | 2019-05-22 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-04-11 | 2016-10-31 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-11 | 2016-10-31 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-10 | 2015-10-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2014-04-09 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-12-16 | 2014-04-09 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-12-16 | 2014-04-09 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2008-10-13 | 2011-03-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2008-10-13 | 2011-03-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-25 | 2008-10-13 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-08-25 | 2008-10-13 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-06 | 2007-10-31 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-12-11 | 2007-06-09 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2006-12-11 | 2007-07-11 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2006-12-11 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-09-01 | 2006-12-11 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | 2006-01-10 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-11 | 2006-08-31 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-21 | 2005-09-06 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2005-09-06 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2005-09-06 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-21 | 2005-09-06 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-19 | 2005-01-17 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-08-19 | 2005-01-17 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-22 | 2005-01-17 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2003-06-10 | 2003-07-25 |