Pauline Ping Lei Jones Chong
莊萍莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Ping Lei Jones Chong (莊萍莉), a licensed Responsible Officer with CE reference ACF802. Currently licensed at 1 firm(s): Future Growth Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-11 | present |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-11 | present |
| ACP Asset Management Limited 思沛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-03-26 | 2009-12-18 |
| ACP Asset Management Limited 思沛資產管理有限公司 |
RO | Type 9 — Asset management | 2007-03-26 | 2009-12-18 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-10-03 | 2006-11-04 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2006-10-03 | 2006-11-04 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-27 | 2006-08-04 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-09 | 2006-08-04 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | 2005-12-09 | 2006-09-01 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-06-27 | 2005-11-09 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-12 | 2005-11-09 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-08 | 2005-05-04 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-08 | 2005-05-04 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-08 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-07-08 |