Yiu Sun Lee
李耀新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sun Lee (李耀新), a licensed Representative with CE reference AAJ472. Currently licensed at 3 firm(s): Asia Pacific Securities Limited, Asia Pacific Financial Capital Limited, Asia Pacific Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-16 | present |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-16 | present |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-03 | 2015-12-16 |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
RO | Type 9 — Asset management | 2010-05-20 | 2015-12-16 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-12-07 | 2008-07-11 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2006-12-07 | 2008-07-11 |
| Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 |
RO | Type 9 — Asset management | 2005-11-30 | 2008-07-11 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-12-16 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-03-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 4 — Advising on securities | present | 2015-12-16 |
| First China Technology Limited | RO | Type 4 — Advising on securities | present | 2003-07-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2010-03-31 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2015-12-16 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-29 |