Dorothy Tze Mei Yung
翁紫薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Tze Mei Yung (翁紫薇), a licensed Responsible Officer with CE reference AJN060. Currently licensed at 1 firm(s): DELPHINIUM ASSETS MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-14 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-14 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 — Advising on securities | 2020-08-31 | 2023-12-31 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 — Asset management | 2020-08-31 | 2023-12-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-16 | 2020-06-30 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2020-01-16 | 2020-06-30 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2019-01-16 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-20 | 2019-01-16 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2018-07-20 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-25 | 2018-07-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-05-17 | 2017-12-29 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 — Asset management | 2017-05-17 | 2017-12-29 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-24 | 2017-05-17 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2017-04-24 | 2017-05-17 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-04-15 | 2017-04-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-28 | 2017-04-14 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-18 | 2012-11-15 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2012-03-05 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-09 | 2012-03-05 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-01 | 2008-12-15 |