Wah Lee Chan
陳華利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Lee Chan (陳華利), a licensed Responsible Officer with CE reference AWJ776. Currently licensed at 1 firm(s): Zhen Xin Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhen Xin Global Asset Management Limited 甄信環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-29 | present |
| Zhen Xin Global Asset Management Limited 甄信環球資產管理有限公司 |
RO | Type 9 — Asset management | 2025-12-29 | present |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-28 | 2025-11-20 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2025-03-28 | 2025-11-20 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 9 — Asset management | 2025-03-28 | 2025-11-20 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2024-01-29 | 2024-05-31 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-08 | 2023-05-16 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-08 | 2023-05-16 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-08 | 2023-05-16 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2018-10-08 | 2022-05-10 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2018-10-08 | 2022-05-10 |
| SP Global Access Limited 盛豐環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-29 | 2017-09-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-06 | 2017-03-08 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-06 | 2017-03-08 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-26 | 2015-12-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2015-12-11 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2015-12-11 |