Kwok Leung Lau
劉國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Lau (劉國良), a licensed former licensee with CE reference AAD937. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-17 | 2018-10-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-16 | 2015-12-31 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-26 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |