Heinrich Grabner
葛侃寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heinrich Grabner (葛侃寧), a licensed former licensee with CE reference AEN772. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Helios Asset Management (HK) Limited 樺輝資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-20 | 2025-03-26 |
| Helios Asset Management (HK) Limited 樺輝資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-08-20 | 2025-03-26 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 9 — Asset management | 2017-03-31 | 2018-01-07 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-11 | 2018-01-07 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 — Advising on securities | 2016-03-11 | 2018-01-07 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2015-12-18 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 — Advising on securities | 2014-01-27 | 2015-12-18 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-20 | 2014-01-27 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-20 | 2014-01-27 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-16 | 2013-02-01 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-16 | 2013-02-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-14 | 2013-07-27 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2013-01-14 | 2013-07-27 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-15 | 2013-01-14 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2013-01-14 |
| VP Wealth Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-09-11 | 2012-10-03 |
| VP Wealth Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2007-09-11 | 2012-10-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-25 |