Yan Kit Lau
劉恩傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kit Lau (劉恩傑), a licensed former licensee with CE reference ARI646. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-23 | 2025-06-01 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2025-01-23 | 2025-06-01 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 9 — Asset management | 2025-01-23 | 2025-06-01 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2024-05-20 | 2024-11-22 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2022-11-18 | 2024-11-22 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | 2022-11-18 | 2024-11-22 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2021-11-30 | 2024-05-20 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2021-11-30 | 2024-11-22 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | 2021-11-30 | 2024-11-22 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2021-10-20 | 2021-11-30 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-04 | 2021-10-02 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-05 | 2020-04-15 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 9 — Asset management | 2019-11-05 | 2020-04-15 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-30 | 2020-04-15 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-21 | 2020-04-15 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 9 — Asset management | 2018-11-01 | 2019-03-27 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-08 | 2019-03-27 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-11 | 2019-03-27 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2018-02-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2017-10-17 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-15 | 2017-10-17 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-09-15 | 2017-10-17 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-01 | 2017-10-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2017-10-17 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-03 | 2017-10-17 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2008-08-18 | 2011-05-22 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-18 | 2011-05-22 |