HS Securities Limited
和升證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HS Securities Limited (和升證券有限公司), a Hong Kong-based licensed corporation with CE reference BLY071. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2018-05-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-05-14 | 2022-12-24 |
| Type 4 — Advising on securities | 2019-06-28 | 2022-12-24 |
| Type 9 — Asset management | 2019-06-28 | 2022-12-24 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yat Sun Chen 陳一新 | RO 1, 4, 9 | 2018-05 | 2020-10 |
| Tsao Lung Lai 賴朝隆 | RO 1, 4, 9 | 2020-10 | 2022-02 |
| Yan Kit Lau 劉恩傑 | RO 1 | 2020-12 | 2021-10 |
| Christopher Siu Tong Tam 譚兆棠 | RO 1, 4, 9 | 2019-06 | 2022-08 |
| Chun Yuen Wong 黃振炫 | RO 1 Rep 1 | 2021-10 | 2022-11 |
| Chung Ming (SFC:AEJ888) Wong 王頌明 | RO 1 Rep 1 | 2018-06 | 2020-09 |
| Chi Wah Yiu 姚志華 | RO 1 | 2018-05 | 2019-07 |
| Man Ting (SFC:AQN540) Chau 周文婷 | Rep 1 | 2019-01 | 2019-11 |
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