Christopher Siu Tong Tam
譚兆棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Siu Tong Tam (譚兆棠), a licensed Responsible Officer with CE reference ATO898. Currently licensed at 1 firm(s): Butterfly Holding Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Butterfly Holding Limited 蝴蝶控股有限公司 |
RO | Type 4 — Advising on securities | 2025-10-31 | present |
| Butterfly Holding Limited 蝴蝶控股有限公司 |
RO | Type 9 — Asset management | 2025-10-31 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-26 | 2022-11-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-26 | 2022-11-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-26 | 2022-11-28 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-29 | 2022-08-31 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2022-08-31 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 9 — Asset management | 2019-06-28 | 2022-08-31 |
| CFS Capital Limited 中金策資本有限公司 |
RO | Type 9 — Asset management | 2018-12-03 | 2019-06-27 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2016-12-05 | 2018-11-11 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-18 | 2016-11-14 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-18 | 2016-11-14 |
| Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 |
RO | Type 9 — Asset management | 2009-10-21 | 2015-08-15 |