Donald William Klip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald William Klip ( ), a licensed former licensee with CE reference ADI595. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-19 | 2020-12-31 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-06 | 2020-12-31 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-25 | 2017-02-03 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-25 | 2017-02-03 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-08 | 2016-05-25 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-08 | 2016-05-25 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-28 | 2016-03-23 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-05 | 2015-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2013-04-05 | 2015-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-06 | 2013-04-05 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-06 | 2013-04-05 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-22 | 2012-12-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-10-22 | 2012-12-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2012-10-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-22 | 2012-10-22 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-06-06 | 2010-04-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-06-06 | 2010-04-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2008-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2007-04-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-07-11 | 2007-04-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |