MainFirst Securities Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for MainFirst Securities Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AQD719. Current licensed staff on file: 0 (total recorded over time: 54). Earliest licence on file: 2008-02-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-02-21 | 2010-10-15 |
| Type 4 — Advising on securities | 2008-02-21 | 2010-10-15 |
Licensed staff (all-time) (54)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Patrick Rainer Bettscheider | RO 1, 4 | 2008-02 | 2010-07 |
| Leon Hak Kan Chik 植克勤 | RO 4 Rep 4 | 2008-07 | 2009-09 |
| Michael Harrison | RO 1 Rep 1 | 2008-02 | 2010-03 |
| Bjorn Herbert Lutz Kirchner | RO 4 | 2008-02 | 2008-12 |
| Derick Kam Ching Li 李金錚 | RO 1, 4 Rep 1, 4 | 2008-04 | 2010-07 |
| Warren Lee Primhak | RO 1, 4 | 2008-02 | 2008-09 |
| Neil Colin Rogers | RO 1, 4 Rep 1, 4 | 2008-04 | 2010-07 |
| Mark Stoddart | RO 1 Rep 1 | 2008-03 | 2010-07 |
| Andrew Michael Sullivan | RO 1, 4 Rep 1, 4 | 2008-02 | 2010-07 |
| Ebrahim Attarzadeh | Rep 1, 4 | 2009-10 | 2009-11 |
| David James Blennerhassett | Rep 1, 4 | 2008-04 | 2010-07 |
| Piers Edward Grainger Buckworth | Rep 1, 4 | 2010-03 | 2010-07 |
| Daniel Budd | Rep 1, 4 | 2008-09 | 2008-09 |
| Andrea Cesaro | Rep 1, 4 | 2008-08 | 2008-11 |
| Man Hon (SFC:AEI555) Chan 陳文瀚 | Rep 4 | 2008-06 | 2008-09 |
| Michael Chan 陳國昌 | Rep 1 | 2009-04 | 2009-04 |
| Jeff Hungche Chen 陳弘哲 | Rep 1, 4 | 2009-10 | 2010-05 |
| Kuang-Hung Cheng 鄭光宏 | Rep 4 | 2008-10 | 2008-10 |
| Venant Chiang 蔣卓男 | Rep 4 | 2009-12 | 2010-05 |
| Gary Leung Ching Chu 朱亮清 | Rep 1 | 2008-03 | 2008-10 |
| Steve Sae-Hwan Chung | Rep 1, 4 | 2008-04 | 2009-11 |
| Jonathan Erich Fineberg | Rep 1, 4 | 2009-02 | 2009-10 |
| Russell Simon Francis | Rep 4 | 2008-09 | 2009-08 |
| Cristobal Antonio Garcia | Rep 1, 4 | 2010-06 | 2010-07 |
| Alexander Raymond Garthoff | Rep 1, 4 | 2008-04 | 2008-09 |
| Melvin Wong Gaw 蔡永強 | Rep 1 | 2008-08 | 2010-07 |
| Xiang (SFC:AMF482) Gu 谷香 | Rep 1, 4 | 2009-03 | 2009-03 |
| Jia (SFC:AOJ239) He 賀佳 | Rep 4 | 2009-12 | 2010-06 |
| Chien Han Hong 洪千涵 | Rep 4 | 2008-07 | 2009-11 |
| Chit Yin Ip 葉捷賢 | Rep 4 | 2010-02 | 2010-07 |
| Mark Jolley | Rep 1, 4 | 2008-04 | 2010-03 |
| Donald William Klip | Rep 1, 4 | 2008-06 | 2010-04 |
| David Ka On Lau 劉家安 | Rep 4 | 2009-11 | 2010-04 |
| Stephanie Chi Ling Lau 劉致伶 | Rep 4 | 2009-01 | 2009-10 |
| Ka Yee Andrew Leung 梁家怡 | Rep 1, 4 | 2008-06 | 2010-07 |
| Polly Pui Ling Leung | Rep 1, 4 | 2009-03 | 2009-09 |
| Wai Yeung Leung 梁偉洋 | Rep 1, 4 | 2008-04 | 2009-01 |
| Wai Yin (SFC:ANR354) Li 李慧妍 | Rep 4 | 2010-03 | 2010-04 |
| Todd Stuart Martin | Rep 4 | 2009-11 | 2010-02 |
| Eleanor Shui To Ng 吳瑞濤 | Rep 1 | 2009-02 | 2009-02 |
| Edward Jonathan Page | Rep 1, 4 | 2008-05 | 2010-03 |
| Erik Thomas Palmetto | Rep 1, 4 | 2009-11 | 2010-07 |
| Barry Steven Ridley | Rep 1, 4 | 2008-04 | 2010-02 |
| Petrina Pui Yan So 蘇佩恩 | Rep 4 | 2010-03 | 2010-07 |
| John William Stephens | Rep 4 | 2010-05 | 2010-07 |
| Edward Jason Strover | Rep 1, 4 | 2010-04 | 2010-07 |
| Derrick Wie Hon Tan 陳威雄 | Rep 1, 4 | 2009-11 | 2010-07 |
| Ernest Yiu Man Tang 鄧耀民 | Rep 1 | 2008-12 | 2010-07 |
| Chao (SFC:ATO947) Wang 王超 | Rep 4 | 2009-08 | 2010-06 |
| Tianli Wen 溫天力 | Rep 4 | 2008-06 | 2009-12 |
| Winny Wan Nei Wong 黃尹妮 | Rep 1, 4 | 2010-02 | 2010-07 |
| Lingyan Xu 徐凌艷 | Rep 1, 4 | 2009-11 | 2010-04 |
| Lei (SFC:APF652) Yu | Rep 4 | 2008-07 | 2009-10 |
| Jinji Zhu 朱勁吉 | Rep 4 | 2009-06 | 2009-08 |
Showing 1–54 of 54