Barry Steven Ridley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Steven Ridley ( ), a licensed former licensee with CE reference AQX335. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-04 | 2022-10-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-07 | 2012-01-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-06-07 | 2012-01-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-06-07 | 2012-01-20 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-24 | 2010-02-26 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-04-24 | 2010-02-26 |