Steve Sae-Hwan Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Sae-Hwan Chung ( ), a licensed former licensee with CE reference AJB741. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2012-01-09 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-25 | 2010-08-06 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-07 | 2009-11-24 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-04-07 | 2009-11-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2008-02-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | 2008-02-13 |