Leon Hak Kan Chik
植克勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Hak Kan Chik (植克勤), a licensed Responsible Officer with CE reference ADT573. Currently licensed at 1 firm(s): ROCIM Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROCIM Limited | RO | Type 4 — Advising on securities | 2025-03-06 | present |
| ROCIM Limited | RO | Type 9 — Asset management | 2025-03-06 | present |
| ROCIM Limited | Rep | Type 4 — Advising on securities | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 — Asset management | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 — Asset management | 2020-04-28 | 2020-12-07 |
| MainFirst Securities Hong Kong Limited |
RO | Type 4 — Advising on securities | 2008-11-28 | 2009-09-15 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-07-02 | 2008-11-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-14 | 2008-05-30 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-05-23 | 2005-11-12 |
| T & F Research Limited | Rep | Type 4 — Advising on securities | 2004-04-29 | 2005-05-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |