ROCIM Limited

CE No. AOX780 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROCIM Limited, a Hong Kong-based licensed corporation with CE reference AOX780. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 8). Earliest licence on file: 2007-06-29.

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Registered address

1109, Tower 2, Lippo Centre, 89 Queensway, Admiralty

Licence history

Activity	From	To
Type 4 — Advising on securities	2020-05-06	present
Type 9 — Asset management	2007-06-29	present

Licensed staff (all-time) (8)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Walter Chang 陳華德	RO 4, 9	2007-08	Present
Leon Hak Kan Chik 植克勤	RO 4, 9 Rep 4, 9	2020-04	Present
Angela Man Ka Chun 秦漫珈	RO 4, 9	2018-09	2020-08
Susanna Shung Oi Lau 劉崇藹	RO 9	2007-06	2012-04
Yu Chuan Lee	RO 9	2018-08	2020-10
Kim Chi King Pao 包子敬	RO 4, 9	2007-06	2025-03
Qianying Wang 王倩穎	Rep 9	2019-12	2021-03
Yifu Wang 王一富	Rep 4, 9	2024-02	2024-08