Ernest Yiu Man Tang
鄧耀民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Yiu Man Tang (鄧耀民), a licensed Representative with CE reference ANP309. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2025-12-01 | present |
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-21 | 2025-11-14 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-27 | 2019-09-06 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-20 | 2019-09-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2013-02-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2010-10-15 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-12-04 | 2010-07-12 |
| Evolution Asia Investments Limited | Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-12-03 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2007-07-30 | 2008-12-03 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2007-07-21 |