Y-Intercept (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Y-Intercept (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference BND474. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 23). Earliest licence on file: 2018-12-14.
Registered address
Suites 701-702 & 712-716, 7th Floor, One International Finance Centre, No. 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2018-12-14 | present |
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Joong Ho Chang | RO 9 | 2018-12 | Present |
| Hyung Joon Kim | RO 9 | 2018-12 | Present |
| Daeyoung Lee | RO 9 | 2018-12 | Present |
| Junyoep Park 朴俊燁 | RO 9 | 2018-12 | Present |
| Nicolas Jean Leopold Pierre Auguin | Rep 9 | 2022-06 | 2024-11 |
| Christian Daniel Cai | Rep 9 | 2023-09 | Present |
| Lingling Cao 曹靈靈 | Rep 9 | 2022-06 | 2025-01 |
| Yue (SFC:BSR862) Chen 陳玥 | Rep 9 | 2022-06 | Present |
| Zhihui Chen 陳志輝 | Rep 9 | 2020-05 | 2023-11 |
| Reynard Edrick 蔡勇杰 | Rep 9 | 2025-02 | Present |
| Feng Gao 高楓 | Rep 9 | 2019-03 | Present |
| Shi He 何適 | Rep 9 | 2026-03 | Present |
| Ruicong Li 李睿聰 | Rep 9 | 2022-08 | Present |
| Zheyuan Liu 劉哲源 | Rep 9 | 2019-01 | 2025-10 |
| Christopher Kent Ma 馬勤 | Rep 9 | 2025-10 | Present |
| Guoqin Ma 馬國欽 | Rep 9 | 2022-05 | Present |
| Kaushik Ramakrishnan | Rep 9 | 2019-08 | 2022-12 |
| Seong Leol Sim | Rep 9 | 2025-03 | Present |
| Ernest Yiu Man Tang 鄧耀民 | Rep 9 | 2025-12 | Present |
| Cheung Ho Nicky Tsang 曾祥浩 | Rep 9 | 2026-02 | Present |
| Chung Tin Wong 王仲天 | Rep 9 | 2023-08 | 2025-10 |
| Yuichi Yamashita 山下裕一 | Rep 9 | 2024-07 | Present |
| Anqi Zhou 周安琪 | Rep 9 | 2025-01 | Present |
Showing 1–23 of 23
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司