Seong Leol Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seong Leol Sim, a licensed Representative with CE reference BNK488. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2025-03-14 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-08-24 | 2024-10-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-24 | 2024-10-03 |