Christian Daniel Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian Daniel Cai, a licensed Representative with CE reference ATO217. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-09-28 | present |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2021-12-14 | 2023-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2021-10-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-09 | 2021-10-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-04-09 | 2020-05-13 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-07-19 | 2019-02-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-05 | 2017-03-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-01-05 | 2017-03-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2016-01-05 | 2017-03-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2016-01-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-17 | 2016-01-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-08-17 | 2016-01-05 |