Erik Thomas Palmetto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erik Thomas Palmetto, a licensed Responsible Officer with CE reference AND634. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-17 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-03 | 2023-04-17 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-11-16 | 2010-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-24 | 2006-04-07 |