Stephanie Chi Ling Lau
劉致伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Chi Ling Lau (劉致伶), a licensed Representative with CE reference APG601. Currently licensed at 1 firm(s): Moody's Investors Service Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-01-05 | present |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2013-06-30 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-01-05 | 2009-10-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-16 | 2008-10-08 |