Derrick Wie Hon Tan
陳威雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derrick Wie Hon Tan (陳威雄), a licensed Responsible Officer with CE reference AMP203. Currently licensed at 2 firm(s): Plutus Securities Limited, Plutus Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-05 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-05 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-05 | present |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-08 | 2021-05-05 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2020-12-30 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2020-12-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2013-03-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-19 | 2013-03-05 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-24 | 2012-11-08 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2012-11-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2012-03-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-31 | 2012-03-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2011-03-01 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-11-17 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2010-07-12 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2009-10-29 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2009-10-29 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-13 | 2009-04-17 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-03 | 2009-04-17 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-12-10 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-05 | 2009-01-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2007-11-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-04 | 2007-11-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2006-02-25 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2006-02-25 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-25 | 2006-02-25 |