Stephan Thomas Kolz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephan Thomas Kolz ( ), a licensed former licensee with CE reference BND123. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2019-02-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-27 | 2019-02-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 9 — Asset management | 2018-08-21 | 2019-02-08 |