Shuk Yin Rita Lam
林淑賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yin Rita Lam (林淑賢), a licensed former licensee with CE reference BEC595. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2018-09-24 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-04 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2015-08-04 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-08 | 2015-08-04 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-08 | 2015-08-04 |