Steven Koon Ho Ng
吳冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Koon Ho Ng (吳冠豪), a licensed former licensee with CE reference AEZ493. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-08 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2019-11-08 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 9 — Asset management | 2019-01-14 | 2022-11-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2018-09-28 | 2019-01-14 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2019-11-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-01 | 2019-11-08 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2015-03-31 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2015-03-31 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-25 | 2009-01-22 |