Kai San Ko
高啟申
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai San Ko (高啟申), a licensed Responsible Officer with CE reference AIT944. Currently licensed at 1 firm(s): Win Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-11 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-07 | 2025-08-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-07 | 2025-08-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2022-03-07 | 2025-08-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-09 | 2022-01-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2020-10-07 | 2022-01-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-04 | 2020-10-09 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-04 | 2022-01-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-29 | 2020-06-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-29 | 2020-06-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-22 | 2013-04-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-22 | 2013-04-06 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2010-02-11 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-28 | 2010-02-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2009-09-01 |
| iBest Securities Company Limited | Rep | Type 1 — Dealing in securities | 2005-04-11 | 2009-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-11 | 2009-09-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-23 | 2005-04-11 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-23 | 2005-04-11 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-17 | 2005-04-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-24 | 2003-07-17 |