Wai Lun (SFC:AXY825) Lee
李偉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lun (SFC:AXY825) Lee (李偉倫), a licensed former licensee with CE reference AXY825. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Eagle Securities Limited 漢英證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-18 | 2022-07-04 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-12 | 2015-11-03 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-12 | 2015-11-03 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-27 | 2015-07-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-11 | 2015-07-11 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-25 | 2014-02-19 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-25 | 2014-02-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-14 | 2012-09-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-14 | 2012-09-21 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2011-10-20 |