Alie Chi Chiu Wong
黃子超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alie Chi Chiu Wong (黃子超), a licensed Responsible Officer with CE reference AEC894. Currently licensed at 2 firm(s): Cepaalliance Asset Management Limited, Cepa Alliance Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepaalliance Asset Management Limited 世博資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-16 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2017-10-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-09 | 2005-04-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2004-06-09 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-30 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-03-30 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-01-14 |