Chi Keung Kwan
關志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Keung Kwan (關志強), a licensed Responsible Officer with CE reference AAI930. Currently licensed at 1 firm(s): Cepa Alliance Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 — Advising on securities | 2012-08-23 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-18 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-25 | 2005-05-18 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-22 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-19 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-19 |