Kit Yan So
蘇潔茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Yan So (蘇潔茵), a licensed former licensee with CE reference AUX155. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-26 | 2021-09-29 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-18 | 2018-03-09 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-11 | 2012-12-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2012-09-06 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-29 | 2010-05-20 |