Ho Kei Tsang
曾浩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kei Tsang (曾浩基), a licensed Representative with CE reference ABB541. Currently licensed at 1 firm(s): Cepa Alliance Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-23 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | present |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-21 | 2015-01-08 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-05 | 2014-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |