Kai Ni Ng
吳佳妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ni Ng (吳佳妮), a licensed former licensee with CE reference AIB379. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-07 | 2019-06-27 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2019-06-27 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-05 | 2007-05-04 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |