Hang Seng Securities Limited

恒生證券有限公司
CE No. AAH273 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Seng Securities Limited (恒生證券有限公司), a Hong Kong-based licensed corporation with CE reference AAH273. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 21 (total recorded over time: 78).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

Hang Seng Bank Building, 83 Des Voeux Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 6 — Advising on corporate finance present 2004-05-07
Type 7 — Providing automated trading services present 2003-12-01
Type 9 — Asset management present 2004-05-07

Licensed staff (all-time) (78)
Active on date

Name Activities First licensed To
Kwok Ping Chan 陳國平 RO 1, 4, 6, 7, 9 Pre-2003 2005-02
Yiu Cheong Chan 陳耀昌 RO 1, 4, 6, 7, 9 Pre-2003 2017-06
Ka Ming Cheung 張加銘 RO 1, 4, 6, 7, 9 Pre-2003 2006-06
Man Keung Cheung 張文強 RO 1, 4 2005-12 2006-04
Wai Yip Cheung 張偉業 RO 1 Rep 1 2023-06 Present
Sui Wan Chong 莊瑞雲 RO 1 2018-06 2022-05
Yin Ho Fu 符彥豪 RO 1, 4 2018-05 2022-07
Andrew Hau Chung Fung 馮孝忠 RO 1, 4 2006-09 2017-06
Chuen Chung Lau 劉存忠 RO 1 2006-02 2015-10
Kin Ping Leung 梁健平 RO 1, 4 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Kit Yee Leung 梁潔儀 RO 1, 4 2007-01 2017-12
Sau Fung Lim 林秀鳳 RO 1, 4 Rep 1, 4, 6, 7, 9 Pre-2003 2024-07
Kam Tung Lin 連錦東 RO 1, 4 Rep 1, 4 2024-01 Present
Yik Kwong Lin 練奕光 RO 1, 4 2010-06 2018-08
Thomas Chun Man Tsui 徐振文 RO 1, 4, 6, 7, 9 Pre-2003 2018-03
Roger Chun Yu Wong 黃振宇 RO 1, 4 Rep 1, 4 2024-12 Present
Chi Keung (SFC:APS102) Chan 陳志強 Rep 1, 4 2007-12 2024-05
Kevin Chi Hin Chan 陳子軒 Rep 1 2012-02 2019-12
Kit Yan Chan 陳潔恩 Rep 1, 4 2025-07 Present
Kwok Hung Chan 陳國鴻 Rep 1 2012-03 Present
Shui Lan Chan 陳瑞蘭 Rep 1, 4 2008-02 2010-09
Kwai Mui Chau 周貴梅 Rep 1, 4 2019-08 Present
Chun Kit (SFC:AMO927) Cheng 鄭俊傑 Rep 1, 4 2008-01 2015-11
Hong Nap Cheng 鄭康納 Rep 1, 4 2008-02 2009-04
Wai Kit Chow 周偉傑 Rep 1 2021-09 Present
Tony Wai Keung Chu 朱偉強 Rep 1 2011-10 2019-10
Oi Hoa Chung 鍾愛華 Rep 1, 4, 6, 7, 9 Pre-2003 2024-07
Lai Fun Fung 馮麗芬 Rep 1, 4 2006-09 2010-09
Wai Yee (SFC:ADV084) Fung 馮惠儀 Rep 1, 4 2008-02 2010-09
Ricky Wing Ka Hau 侯榮嘉 Rep 1, 4 2004-12 2005-05
Cheuk Man Ho 何灼文 Rep 1 2024-10 Present
Ka Po (SFC:BUY441) Ho 何嘉寶 Rep 1, 4 2024-05 Present
Kenny Wai Yip Ho 何偉業 Rep 1, 4, 6, 7, 9 Pre-2003 2004-03
Yin Ling Hoo 何燕玲 Rep 1, 4 2025-07 Present
Ho Yee Kwan 關浩誼 Rep 1 2021-09 2022-05
Horace Wah On Kwan 關華安 Rep 1, 4, 6, 7, 9 Pre-2003 2022-10
Yu Sing Kwok 郭豫聲 Rep 1 2023-08 Present
Wai Ping Lai 黎惠屏 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Yuen Man Lam 林苑雯 Rep 1, 4, 6, 7, 9 Pre-2003 2003-11
Hak Lun Lau 劉克麟 Rep 1, 4 2009-08 Present
Yuet Ming Law 羅月明 Rep 1, 4 2004-01 2006-06
Kwan Shing Lee 李均勝 Rep 1, 4 2005-03 2010-09
Patrick Man Kit Lee 李文傑 Rep 1, 4 2004-12 2005-04
Wai Har Lee 李惠霞 Rep 1, 4 2006-09 Present
Kwok Yan Leung 梁幗欣 Rep 1, 4 2010-11 2014-04
Pui Kwan Leung 梁佩君 Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Shing Hei Li 李成熙 Rep 1 2021-12 2023-10
Connie Yee Man Lo 勞綺雯 Rep 1, 4 2004-04 2010-09
Edith Pui Shan Lo 勞佩珊 Rep 1, 4 2010-10 2014-04
Kam Wan Lo 盧錦雲 Rep 1, 4, 6, 7, 9 Pre-2003 2015-03
Gordon Yuen Pang Mak 麥遠鵬 Rep 1 2022-03 2024-05
Kai Ni Ng 吳佳妮 Rep 1, 4 2007-05 2019-06
Sui Ying Ng 伍穗盈 Rep 1, 4 2005-06 2014-04
Lois Wai Fong Pan 潘惠芳 Rep 1, 4 2022-11 Present
Christina Siu Fong Pang 彭笑芳 Rep 1, 4 2006-12 2010-09
Henry Wing Hei Pang 彭永熙 Rep 1, 4 2012-03 2012-09
Toby Yin Lam Poon 潘彥霖 Rep 1 2020-03 2022-08
Kai Wah Sham 岑啟華 Rep 1, 4 2004-12 2007-09
Ka Cheung Siu 蕭嘉璋 Rep 1 2024-10 Present
Yan Song 宋岩 Rep 1 2020-02 2021-09
Chi Ming Tam 譚志明 Rep 1, 4 2005-06 2017-08
Wai Yin Ting 丁慧賢 Rep 1, 4 2006-09 2010-09
Yat Hong To 杜溢康 Rep 1, 4 2011-07 2017-11
Lai Tong 唐麗 Rep 1, 4 2006-12 2010-09
Cheung To Tsang 曾祥島 Rep 1, 4, 6, 7, 9 Pre-2003 2010-12
Hin Yip Tsang 曾憲業 Rep 1 2019-06 2019-07
Philip Chi Wai Tsang 曾志偉 Rep 1 2012-03 2017-02
Pak Lun Tse 謝栢麟 Rep 1 2022-12 Present
Ka Kit Wan 溫家傑 Rep 1 2014-02 2014-06
Chi Chung (SFC:ANS286) Wong 黃志聰 Rep 1, 4 2006-09 2010-09
Fanny Nga Sze Wong 黃雅斯 Rep 1, 4 2005-06 Present
Ka Yiu (SFC:AQH632) Wong 黃家耀 Rep 1, 4 2008-02 Present
Man Han Wong 黃敏嫻 Rep 1, 4 2008-02 2010-09
Pan Yi Wong 黃濱誼 Rep 1, 4 2008-04 2010-09
Yuk Ling Yau 丘玉玲 Rep 1, 4 2004-04 2017-10
Desmond Sai Ho Yip 葉世豪 Rep 1, 4 2008-06 2010-09
Kwok To Yiu 饒國濤 Rep 1 2018-10 2021-08
Ka Hing Yu 余家慶 Rep 1, 4 2012-03 Present
Showing 1–78 of 78

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