Ricky Wing Ka Hau
侯榮嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wing Ka Hau (侯榮嘉), a licensed Representative with CE reference AFN047. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2014-09-16 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2014-09-16 | present |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | 2013-05-03 | 2014-08-18 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-10 | 2009-12-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-19 | 2005-08-09 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-22 | 2005-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-22 | 2005-05-07 |