Yiu Cheong Chan
陳耀昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Cheong Chan (陳耀昌), a licensed former licensee with CE reference ACA920. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-06-22 | 2017-06-18 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-20 | 2017-06-18 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-20 | 2017-06-18 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-06-18 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2017-06-18 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | present | 2017-06-18 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2017-06-18 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-11-20 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-11-20 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-20 |