Yat Hong To
杜溢康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hong To (杜溢康), a licensed Representative with CE reference AXP981. Currently licensed at 1 firm(s): SW Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-23 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-23 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-23 | present |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-21 | 2018-12-18 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-19 | 2017-11-06 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-11-14 | 2014-09-29 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2011-10-31 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-15 | 2011-10-31 |