Roger Chun Yu Wong
黃振宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Chun Yu Wong (黃振宇), a licensed Responsible Officer with CE reference APH834. Currently licensed at 1 firm(s): Hang Seng Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-17 | 2025-01-24 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-17 | 2025-01-24 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-21 | 2024-07-02 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-05-21 | 2024-07-02 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-28 | 2018-08-14 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-28 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-21 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-09-21 | 2018-08-14 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-30 | 2008-01-15 |