Thomas Chun Man Tsui
徐振文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chun Man Tsui (徐振文), a licensed former licensee with CE reference AGN480. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-03-23 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | present | 2018-03-23 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | present | 2013-11-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-12-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 9 — Asset management | present | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 9 — Asset management | present | 2004-05-07 |