Sau Fung Lim
林秀鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Fung Lim (林秀鳳), a licensed former licensee with CE reference ADW046. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-01 | 2024-07-31 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | 2018-06-01 | 2024-07-31 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-23 | 2017-07-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-01-23 | 2017-07-14 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-03-16 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2015-03-16 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |