Kwok Ping Chan
陳國平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ping Chan (陳國平), a licensed former licensee with CE reference AAW031. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-05-09 | 2008-01-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-02-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-02-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-01 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-11-15 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | present | 2005-02-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 9 — Asset management | present | 2004-12-03 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 9 — Asset management | present | 2004-05-07 |