Kai Yu Yau
丘佳瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu Yau (丘佳瑜), a licensed Representative with CE reference BFW828. Currently licensed at 1 firm(s): Central Wealth Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-13 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-02 | 2022-04-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-07 | 2022-04-04 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-17 | 2015-09-30 |