Kwok Wing Meocre Li
李國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Meocre Li (李國榮), a licensed former licensee with CE reference ABL715. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-15 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |