Wai Ching Tsang
曾惠貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Tsang (曾惠貞), a licensed former licensee with CE reference AHO170. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-09-11 | 2024-06-03 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-11 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-09-11 | 2024-06-03 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-06-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-06-05 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2013-05-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-23 | 2013-05-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-19 | 2010-09-24 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2010-09-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-13 | 2010-02-07 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-13 | 2010-02-07 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |