Chi Kin (SFC:AIC832) Wong
黃志堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin (SFC:AIC832) Wong (黃志堅), a licensed former licensee with CE reference AIC832. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
Rep | Type 4 — Advising on securities | 2022-05-20 | 2025-01-15 |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
Rep | Type 9 — Asset management | 2022-05-20 | 2025-01-15 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-12-16 | 2022-03-14 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-12-16 | 2022-03-14 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-24 | 2015-12-16 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-24 | 2015-12-16 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2015-01-30 | 2015-09-30 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2015-01-30 | 2015-09-30 |
| Glenworth Capital Limited | Rep | Type 4 — Advising on securities | 2014-12-16 | 2015-01-30 |
| Glenworth Capital Limited | Rep | Type 9 — Asset management | 2014-12-16 | 2015-01-30 |
| Cube Capital HK Limited | RO | Type 4 — Advising on securities | 2014-03-18 | 2014-09-30 |
| Cube Capital HK Limited | RO | Type 9 — Asset management | 2014-03-18 | 2014-09-30 |
| Cube Capital HK Limited | Rep | Type 4 — Advising on securities | 2008-08-20 | 2014-03-18 |
| Cube Capital HK Limited | Rep | Type 9 — Asset management | 2008-08-20 | 2014-03-18 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-12 | 2008-07-31 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-12-12 | 2008-07-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-09 | 2003-12-03 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-29 | 2003-12-03 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |