Cube Capital HK Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cube Capital HK Limited, a Hong Kong-based licensed corporation with CE reference APK380. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2007-10-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-10-17 | 2015-02-13 |
| Type 9 — Asset management | 2007-10-17 | 2015-02-13 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Francois Claude Buclez | RO 4, 9 | 2007-10 | 2015-02 |
| Thomas Patrick Holland | RO 4, 9 | 2007-10 | 2014-07 |
| Man Hui So 蘇文煦 | RO 4, 9 | 2009-02 | 2014-07 |
| Chi Kin (SFC:AIC832) Wong 黃志堅 | RO 4, 9 Rep 4, 9 | 2008-08 | 2014-09 |
| Alexis Louis Roland Marie de Mecquenem | Rep 4, 9 | 2010-08 | 2011-02 |
| Vicky Zhancong He 何展聰 | Rep 4, 9 | 2009-01 | 2009-03 |
| Hubert Tak Ming Lam 林德明 | Rep 4, 9 | 2013-08 | 2014-05 |
| Ka Yee Tai 戴嘉儀 | Rep 9 | 2009-05 | 2014-06 |
| Rui Tang 唐睿 | Rep 4, 9 | 2011-04 | 2011-08 |
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