Thomas Patrick Holland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Patrick Holland, a licensed Responsible Officer with CE reference AJE846. Currently licensed at 1 firm(s): Celera Markets Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 9 — Asset management | 2021-04-23 | present |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2022-09-30 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-10 | 2022-09-30 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 4 — Advising on securities | 2021-04-23 | 2021-12-10 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-04-23 | 2021-12-10 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 9 — Asset management | 2019-12-16 | 2020-08-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-12 | 2020-08-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-12 | 2020-08-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-01 | 2019-12-16 |
| Vana Holdings Limited | RO | Type 9 — Asset management | 2018-04-10 | 2019-06-20 |
| Cube Capital HK Limited | RO | Type 4 — Advising on securities | 2007-10-17 | 2014-07-31 |
| Cube Capital HK Limited | RO | Type 9 — Asset management | 2007-10-17 | 2014-07-31 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-19 | 2006-05-04 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-04 | 2006-05-04 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-11-04 | 2006-05-04 |